Dtc

warregui

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Does anyone have any idea how one can determine if they have any stock registered with the Depository Trust Corporation in New York?

Further does anyone know if there is a register of individuals licensed to deal in shares and other financial securities in the UK.
 
This link might help you find answers to your second question:

http://www.fsa.gov.uk/register/

If you do a search on the "company name", etc - you can look up the "permissions" when you've found the firm or firms you're looking for.

HTH

Cheers

Mayfly
 
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